JD Supra

SEC Releases Staff Bulletin on Differential Advisory Fee Waivers

Who may be interested: Investment Advisers, Mutual Fund Boards of Directors Quick Take: The SEC staff recently issued a bulletin to highlight the requirements of Section 18 of the Investment Company ...
JD Supra

Client Alert: SEC Staff Legal Bulletin 14M Rescinds Prior Staff Guidance and Implements More Company-Friendly Approaches to Shareholder Proposals under Rule 14a-8

On February 12, 2025, the Division of Corporation Finance (Staff) of the US Securities and Exchange Commission (SEC) issued Staff Legal Bulletin No. 14M (SLB 14M) concerning shareholder proposals for ...
Crowdfund Insider

Damaging SEC Staff Bulletin that Undermined Digital Assets, SAB 121, Revoked

SEC Staff Accounting Bulletin (SAB) 121 is no more. Today, SAB 122 rescinded the guidance of SAB 121 – the bulletin that “expressed the views of the staff regarding the accounting for obligations to ...
Crowdfund Insider

Republicans Tell SEC to Rescind Staff Accounting Bulletin (SAB) 121 that Targets Digital Asset Custody

Representative Patrick McHenry, Chairman of the House Financial Services Committee, and Senator Cynthia Lummis have sent a letter demanding the Securities and Exchange Commission rescind Staff ...